SFC-Recognized Funds

Mutual funds that are recognized by the Securities and Futures Commission (SFC) must have their fund management companies, trustees, and/or custodians accepted by the SFC. Fund management companies registered in Hong Kong, depending on their specific business nature, need to be registered with the SFC as investment advisors and/or securities dealers. Individuals managing fund subscription and redemption activities in Hong Kong must also obtain a license from the SFC. The relevant mutual funds must first be recognized by the SFC before they can be openly sold to the public in Hong Kong. This does not apply to private placements (which require investors with professional investor status).

【Note】 A mutual fund recognized by the SFC does not imply an endorsement of the fund, nor does it guarantee that investing in the fund will yield ideal returns.